Karim Consultancy | Insights | Blogs

Insights.

Read about the latest updates in the regulatory market written by our expert practitioners. Coverage includes UK and worldwide regulations across various industries and markets.

Six impacts to your firm from the FCA's PEP review

The FCA has launched a review of the treatment of domestic Politically Exposed Persons (PEPs) by financial services firms. The review...

Zakir Karim

Sep 11, 20232 min read

A view into the future of CASS

The FCA's CASS regulation has matured over the years - through several enhancements, evolution and strengthening. With most regulations,...

Zakir Karim

Aug 28, 20232 min read

Synergies between FCA's Consumer Duty Regulation and CASS Regulation

Introduction Consumer protection has always been at the heart of financial regulations, ensuring that individuals are treated fairly and...

Zakir Karim

Aug 14, 20232 min read

Yet another CASS Dear CEO Letter…

The inception of COVID-19 saw a flurry of CASS associated Dear CEO Letters which link strongly to the FCA’s objectives of protecting...

Zakir Karim

Apr 28, 20223 min read

Safeguarding: preparing for a second-year audit

The Payments and E-money industry has seen a sharp focus from the FCA - with an acceleration of this focus brought about by the risks...

Zakir Karim

Oct 4, 20212 min read

CASS: The unwavering acquaintance

With the endless debates (arguments) about Brexit very much on the trough, the usual regulatory fillers have taken centre stage again,...

Zakir Karim

Feb 27, 20204 min read